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Infinity Consulting Solutions-Montpelier, VT, 05601
Summary: This position is accountable for managing the Advertising Review Unit within Market Conduct and Compliance. This unit reviews and approves agent/representative-generated and corporate-generated advertisements and sales literature to ensure compliance with FINRA SEC rules, state insurance regulations and firm compliance policies and procedures. This area has high visibility within the company and it is critical it be managed appropriately to mitigate risk and ensure sales materials are reviewed in a timely manner. Responsibilities: Manage the day to day work flow of materials to ens...
Director Compliance Jobs in Montpelier, Vermont Jobs
Infinity Consulting Solutions | Montpelier, VT, 05601 | >10
Summary: This position is accountable for managing the Advertising Review Unit within Market Conduct and Compliance. This unit reviews and approves agent/representative-generated and corporate-generated advertisements and sales literature to ensure compliance with FINRA SEC rules, state insurance regulations and firm compliance policies and procedures. This area has high visibility within the company and it is critical it be managed appropriately to mitigate risk and ensure sales materials are reviewed in a timely manner. Responsibilities: Manage the day to day work flow of materials to ens...
National Life Group | Montpelier, VT, 05633, USA | 5-10
Requisition Number 09-0073 Title Director - Regulatory Compliance City Montpelier State VT Travel Required No Description Director - Regulatory Compliance Summary The primary focus is handling customer complaints, regulatory inquiries (including customer complaint-related inquiries, sweeps, firm-based etc.), directing and conducting the testing required by NASD Rule 3012, as well as drafting of the report to senior management at the direction of the Chief Compliance Officer (CCO). Recommends changes to Firm's Written Supervisory Procedures based on testing results, complaints and regulatory...
Infinity Consulting Solutions Jobs
Infinity Auto | Cerritos, CA, 90703, USA | 1
Continuing Action Adjuster I Cerritos, CA United States Job Category: Claims Salary: Open Duration: Full Time Job Description: Responsible for the settlement of assigned claims within a stipulated monetary authority and ensuring that all are concluded promptly, equitably and economically within the provisions of the policy contract, in accordance with the damages presented, Company Best Practices and legal regulations. Work will primarily concentrate on bodily injury portions of the claim. Internal Applicants: Adjusters who have reached the Adjuster II level who have one (1) or more years o...
Infinity Auto | Birmingham, AL, 35298, USA |
Policy Services Consultant I Birmingham, AL United States Job Category: Customer Service Salary: Open Duration: Full Time Job Description: Limited flexible work schedule after 90 days. Must be available to work Monday, Tuesday, and Friday nights until 8pm, and every other Saturday. Will include 20 hours of scheduled Call Center phone time per week. In this role, you'll review all policy information to determine if the risk meets the Company's underwriting guidelines and processes accordingly. Serves as a contact point for Insureds/Agents for policy related inquiries. Job Requirements: 1. Da...
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