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LPL Financial-San Diego, CA
For the 10th year in a row, LPL Financial Services (LPL) has been named Americas number one independent brokerage firm*. Formed in 1989 through the merger of two small but successful brokerage firms, Linsco and Private Ledger, our firm continues to be an industry leader. Both a pioneer and innovator in the financial services arena, LPL manages over $95 billion in assets through its nationwide network of financial advisors. With dual headquarters in Boston and San Diego, we support over 6,500 financial advisors in more than 4,000 branch offices. The focus of our firm has always been on our a...
Compliance Analyst Jobs in San Diego, California Jobs
LPL Financial | San Diego, CA, 92121 | >2
Build your career at LPL Financial! LPL Financial is a national independent brokerage firm with corporate headquarters in Boston, San Diego and Charlotte and offices in other field locations across the country. As LPL Financial employees, we are passionate about what we do and we are proud of the quality service we deliver to our customers. We are driven by quality and committed to service. LPL Financial employees are professional, goal–oriented, and enthusiastic. Our employees describe our culture as dynamic, challenging, and fast–paced. If you share these qualities and interests, we want ...
LPL Financial | San Diego, CA, 92108, USA | >3
Senior Compliance Analyst, Surveillance Req #: 1111030-6753 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: LPL Financial Services has a full-time opportunity for a Senior Compliance Analyst, Surveillance in the San Diego Compliance department. This position will be responsible for assisting the firm with regard to regulatory and compliance matters. Responsibilities include: keeping up to date with Company and industry regulations regarding financial institution activities. Position Duties/ Tasks: Work wil...
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