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LPL Financial-San Diego, CA, 92108, USA
Mutual Fund Operations Specialist Req #: 101077-6505 Location: US-CA-San Diego Apply for this job: To apply for this job: * Applyonline More information about this job: Responsibilities: Reconcile LPL Financials' client account balances against various mutual fund company balances. Limit risk to the firm while ensuring that FINRA and SEC regulatory requirements are met. * Run queries, export to excel and research discrepancies * Coordinate research efforts with other departments within LPL to resolve escalated mutual fund related issues * Create management reports * Procedural and process u...
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