better Job at Securities Brokers and Traders

you want to work with a financial services firm that values integrity open communication...least 2 years brokerage or related financial services experience In addition ideal candidates will...

Charles Schwab's purpose is to help everyone become financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities we serve striving to create a consistent and rewarding employee

Quality Assurance Tech Analyst - St. Louis, MO Job ID: 20091911-1277 Description: Scottrade, Inc. has a Quality Assurance Technical Analyst position available in St. Louis, MO. The main purpose of this position is to ensure that all the appropriate people have the relevent environments, test data, versioned software, etcetera, available at the time that they need it and for the right purpose. This role is responsible for implementing and maintaining the Quality Assurance technical testing environment standards

Internship (Finance/Economics) - Wilmington, NC Job ID: 20091711-1269 Description: Scottrade, Inc. has an internship opportunity available in Wilmington, NC for a finance, economics or business student to work 15-20 hours per week for a minimum of 2 semesters. As an intern at Scottrade, you will learn about various aspects of the online brokerage business by working side by side with a successful branch manager and experienced stock broker. Responsibilities: Service and maintain client accounts. Follow

Stock Record Buy In Associate - St. Louis, MO Job ID: 20091811-1274 Description: Scottrade, Inc. has aStock Record Buy In Associateposition available inSt. Louis, MO. The main purpose of this position is to monitor fail reports and issue/respond to buy-in notices in accordance with regulatory requirements. Responsibilities: Process broker/broker and CNS buy ins. Determine extension or execution of buy in. Research for buy-in rejection notices. Assist with contra broker confirmations. Assist

Branch Stock Broker - Albuquerque, NM Job ID: 20091611-1261 Description: Scottrade, Inc. has aBranch Stock Brokerposition available inAlbuquerque, NM. ThisStock Brokerwill provide excellent customer service in a professional manner, have a current Series 7 and Series 63 license, and continuously strive for excellence. AScottrade Brokergoes above and beyond to service our customers and support our team. Responsibilities: Establish and maintain new accounts Provide excellent customer service in a professional

Foreign Settlement Associate - St. Louis, MO Job ID: 20091811-1273 Description: Scottrade, Inc. has aStock Records Foreign Settlement Associateposition available inSt. Louis, MO. The main purpose of this position is to process the daily work of the Stock Record department as related to Foreign and Canadian settlements. Additionally this position will provide support to the Stock Record Department as needed. Responsibilities: Send instructions to the appropriate market for fail settlement / follow up

procedures and an understanding of online financial services industry Ability to compute rate ratio...

you want to work with a financial services firm that values integrity open communication...least 2 years brokerage or related financial services experience In addition ideal candidates will...

Manager, Client Service & Support - Retirement Hotlines Job ID: DMY1318 Description: Charles Schwab s purpose is to helpeveryonebecome financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients

Field Support Manager Job ID: MK1z010 Description: Charles Schwab s purpose is to helpeveryonebecome financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities we serve

Technical Associate - Capacity Planning Job ID: Q97z107 Description: Charles Schwab s purpose is to helpeveryonebecome financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities

Staff - Technical Support Job ID: NX2z010 Description: Charles Schwab s purpose is to helpeveryonebecome financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities we serve

Title Equity Derivatives Trade Support Analyst Job Reference # 52509BR Location United Kingdom City London Function Category Operations Business Divisions Investment Bank Job Type Full Time Description The role is within the Equity OTC Derivatives Operations function, specifically the AIS SPG team that acts as a focal point of contact for a variety of AIS trading and Structured Sales desks. Fundamentally the role involves ensuring the timely and accurate capture of trade data within the risk management system

which 5 6 years will be financial services industry experience Preferred Qualifications Advanced degree...

Title Fund Manager Job Reference # 52495BR Location United Kingdom City London Function Category Portfolio and Fund Management Business Divisions Wealth Management and Swiss Bank Job Type Full Time Description The successful candidate will be responsible for the management of portfolios for Private Clients and Trusts. He or she will be will be based in the London office and be a key member of the UBS UK discretionary investment management business Responsibilities: . Managing portfolios particularly the in-house

A background in financial services or with a consulting client facing software development organisation...

Title Controller Group Risk Control Job Reference # 52464BR Location Switzerland - Z rich City Z rich Function Category Risk Control Business Divisions Corporate Center Job Type Full Time Description Working as a member of the CC CFO Control, a new and dynamic team, the role is to provide financial business analysis and planning support to the Group Risk function. Key success in the role will be the ability to work as a member of a team providing accurate and reliable financial information and analysis to support

Title Internships ICADE E4 Job Reference # 52453BR Location Spain City Madrid Function Category Other Business Divisions Global Asset Management Job Type Temporary About UBS UBS is a global firm providing services to private, corporate and institutional clients. Its strategy is to focus on international wealth management and the Swiss banking business alongside its global expertise in investment banking and asset management. In Switzerland, UBS is the market leader in retail and commercial banking. UBS is present

UBS is a client driven global financial services firm...

UBS is a client driven global financial services firm...technical client facing area within a Financial Services envrionment...

you want to work with a financial services firm that values integrity open communication...least 2 years brokerage or related financial services experience In addition ideal candidates will...

Charles Schwabs purpose is to help everyone become financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities we serve striving to create a consistent and rewarding employee

Preferred Knowledge of financial services industry Education BA BS...

Charles Schwabs purpose is to help everyone become financially fit. Through advocacy and innovation, Schwab has worked to make investing more affordable, more accessible and more understandable for all. For more than three decades, The Charles Schwab Corporation has been an advocate for individual investors and the independent advisors who serve them. At Schwab, we respect the unique differences of our employees, our clients and the communities we serve striving to create a consistent and rewarding employee

environment desirable Experience working within a financial services organization is a plus Brings persuasiveness...

environment desirable Experience working within a financial services organization is a plus Brings persuasiveness...

At TD AMERITRADE you'll find state-of-the-art tools, outstanding personal service, affordable pricing and innovative technology. As an independent investor, or as an associate, you know where you want to go. We're committed to helping you get there by empowering your path to pursue your goals. TD AMERITRADE is an equal opportunity employer TD AMERITRADE is a leading organization that has provided brokerage and investment services for over 30 years. Listed in Forbes as one of America's best big companies1

Job Title: Client Service Specialist - Mission Viejo, CA (TN) Category: Branch Network Location: MISSION VIEJO, CA Shift: Remote Branch - Varies Req #: tdam-00005556 Job Description: TD AMERITRADE is a leading organization that has provided brokerage and investment services for over 30 years. Listed in Forbes as one of America's best big companies1, the Company offers a full spectrum of investment services, including a leading active trader program, intuitive long-term investment solutions and a national branch

environment desirable Experience working within a financial services organization is a plus Brings persuasiveness...

environment desirable Experience working within a financial services organization is a plus Brings persuasiveness...

years of experience working within the financial services industry 1 2 Years of Managerial...

the Investment Associate differs from the Financial Services Associate or Registered Client Associate in...

Title: Hope Specialist Location: Pittsburgh,PADepartment Description: Home Loan Services Inc. (HLS) is a growing residential mortgage special servicing company headquartered in Pittsburgh, PA.. We are a nationally recognized expert in servicing non-prime residential assets.Brief Description: JOB SUMMARY: Initiates customer contact to determine reason for delinquency; assesses hardship situations, evaluates customers ?T financial situation, facilitates receipt of documentation, and explains all viable loss

Title: Senior Service Delivery Manager Location: Houston,TXQualifications: Merrill Lynch is an Equal Opportunity Employer. The Firm and its affiliates do not discriminate in employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic/civil partnership status, sexual orientation, gender identity or expression or because of any other criteria prohibited under controlling federal, state or local law.

Title: Investment Manager Analyst- Trading Services (Grade 19) Location: Jacksonville,FLBrief Description: The Reconciliation Services team within Trading Services provides post execution trading support and reconciliation services for equity trading within Global Wealth Management accounts. In addition, the team provides post execution trading support and reconciliation services for fixed income and equity transactions executed in Consults,SPA, PIA, UMA and MLAP managed accounts. The Investment Manager Analyst

Title: Investor Services Advisor-Core Location: Pennington,NJBrief Description: Core ISAJob Responsibilities: Respond accurately and thoroughly to client calls on wide range of investment and account service topics. Maintain a high level of personal integrity and comply with the Guidelines for Business Conduct as stated by Merrill Lynch. Solid knowledge of FAC Investment Process with ability to apply key principles appropriately to the individual client's investment needs. Have a passion for excellence, customer

Title: Compliance Consultant Location: Pennington,NJBrief Description: This position is responsible for all Compliance functions, including raising the level of service provided to clients through proactive consulting and effective problem resolution and by raising the overall level of technical expertise of the Bank of America Merrill Lynch Institutional Retirement Division. The incumbent will assess the impact of new regulations on clients and will be relied upon as a subject matter expert in areas including

Title: Processing Associate Location: Pennington,NJBrief Description: The Asset Support Services Administrator is responsible for processing incoming fed wires for the Retirement Group products including 401(k) and Non-Qualified Plans. Also responsible for researching and resolving inquiries and assisting others within the unit during high volume periods. The Administrator will cross train with other members of the unit to learn the various functions.Job Responsibilities: Perform financial transactions on

Title: Alternative Investment Trading - H7 Location: Jacksonville,FLBrief Description: The Alternative Investments (AI) - Futures/Private Equity Trading Team plays a key role in supporting the firm's Alternative Investment Products. The team supports an array of Managed Futures, Private Equity, Structured Products and Exchange Funds with total client assets in these funds exceeding $23 billion dollars. Average monthly trade orders exceed $500 million dollars. By definition, Alternative Investment products

Title: Client Associate Location: Macon,GADepartment Description: Global Wealth Management provides advice-based wealth management services and products to individual clients and businesses. The GWM business model is based on our network of more than 15,000 financial advisors (FAs) in nearly 700 offices around the world and the one-to-one relationships they develop with their clients. Every aspect of a client's financial life is considered, enabling financial advisors to become essential partners to their clients

Title: Channel Development Manager II Location: Pennington,NJBrief Description: Job Responsibilities: Responsible for developing and delivering high priority programs to drive growth of the Personal Retirement business in the Merrill Advisory Channel with additional support as required to other channels such as FSA,PMDandWMB. Focused on technical product expertise in support of IRA, 529 and Retirement Income strategies. Responsibilities include engaging with Advisors at both the complex and individual

Title: Manager's Assistant Location: Richmond,VADepartment Description: Merrill Lynch Merrill Lynch is one of the world ?Ts leading wealth management, capital markets and advisory companies, with offices on six continents. We are a leading global trader and underwriter of securities and derivatives across a broad range of asset classes and serve as a strategic advisor to corporations, governments, institutions and individuals worldwide. Global Wealth Management Global Wealth Management provides advice-based

Title: Fund Accountant Location: Pennington,NJBrief Description: As a Senior Accountant you will report to the Fund Controller. Review annual workpaper package for audited financial statements. Review draft financial statements prepared by outsourced administrator. Assist VP with various daily/weekly/monthly/quarterly & as needed deliverables such asNAVcalculation review & contribution/distribution calculations.Job Responsibilities: Review monthly (and periodic)NAVcalculations prepared by outsourced administrator

Title: Financial Advisor Trainee- Los Angeles, CA Location: Los Angeles,CADepartment Description: Global Wealth Management provides advice-based wealth management services and products to individual clients and businesses. The GWM business model is based on our network of more than 15,000 financial advisors (FAs) in nearly 700 offices around the world and the one-to-one relationships they develop with their clients. Every aspect of a client's financial life is considered, enabling financial advisors to become

and or product marketing function within Financial Services with proven experience in communications and...

Title: Client Service Manager Location: Jersey City,NJJob Responsibilities: Responsible for Managing Client Service Representatives Handling day to day responsibilities, escalated client service issues, failed trades, disbursements, management reporting, audit and risk management Client facing role Must have atelast 5 years client service experience Series 9/10 recommendedQualifications: Merrill Lynch is an Equal Opportunity Employer. The Firm and its affiliates do not discriminate in employment because

Title: Rollover Team Location: Pennington,NJDepartment Description: Global Private Client Global Private Client (GPC) provides advice-based wealth management services and products to individual clients and to small and mid-size businesses. GPCserves its clients through a network of more than 16,000 financial advisors in nearly 700 offices around the world and the one-to-one relationships they develop with their clients. Job Responsibilities: Responsibilities/Position Summary: As a member of the Direct Division

Title: Financial Advisor Trainee Location: Grand Rapids,MIDepartment Description: Global Wealth Management provides advice-based wealth management services and products to individual clients and businesses. The GWM business model is based on our network of more than 15,000 financial advisors (FAs) in nearly 700 offices around the world and the one-to-one relationships they develop with their clients. Every aspect of a client's financial life is considered, enabling financial advisors to become essential partners

Title: Financial Advisor Trainee- Manchester, NH Location: Manchester,NHDepartment Description: Global Wealth Management provides advice-based wealth management services and products to individual clients and businesses. The GWM business model is based on our network of more than 15,000 financial advisors (FAs) in nearly 700 offices around the world and the one-to-one relationships they develop with their clients. Every aspect of a client's financial life is considered, enabling financial advisors to become