better Legal Job at Oil and Gas Field Services

the Global Regulatory Compliance team within the Legal and Compliance Group focusing on US regulatory...the business and other members of the Legal and Compliance Group to identify monitor and...Manager and other senior members of the Legal and Compliance Group...

management operations as well as others in Legal and Compliance and other professionals in interpreting...

Description: Perform internal audits of the Corporate Compliance and AML Programs within the Bank's Americas Division, including Capital Markets, Securities and Leasing subsidiaries. Document risks and evaluate the adequacy of controls; provide written and oral feedback regarding the results of these reviews. Document all work performed in detailed audit workpapers. Liaise with Audit Management to provide guidance throughout the year. Tracking and follow-up on outstanding audit and regulatory issues

with scientists as well as business and legal professionals internal and external to Infinity including...

Retail brokerage firm focusing on stocks and mutual funds located in Monmouth County, NJ is seeking a Compliance Officer to report directly to the Chief Compliance Officer. Responsibilities will include: Day to day supervision of regional branch offices and independent register reps New account review/approval E-mail surveillance CRD reporting and exception report reviews. Job Requirements: Requirements: Series 7 and 24 2-5 years experience For immediate consideration please send your resume

A Large Consumer/Commercial Bank is looking for a Consumer Protection and Lending Expert to manage a small compliance team in the Philadelphia area. Managing a team of two Officers/Analysts that work on making sure the bank is compliant with consumer lending, consumer protection, credit and banking Regulations, including RESPA and Reg B.. Job Requirements: Requirements/Qualifications: 5+ years working with a large banking institution on consumer lending and protection compliance issues. A strong working

II Trevose PA United States Job Category Legal Salary Open Duration Full Time Job Description...Legal Secretary II Trevose PA United States Job...Must have a minimum of two 2 years legal secretarial experience...

Multi-billion dollar hedge fund group in Greenwich/Stamford area is seeking a Deputy Compliance Officer to help the firm register.. Job Requirements: This person MUST have worked at the SEC at some point in their career and have a JD. Salary is based on experience. For immediate consideration please send your resume in confidence to Kevin Rose :

Summary: This position is accountable for managing the Advertising Review Unit within Market Conduct and Compliance. This unit reviews and approves agent/representative-generated and corporate-generated advertisements and sales literature to ensure compliance with FINRA SEC rules, state insurance regulations and firm compliance policies and procedures. This area has high visibility within the company and it is critical it be managed appropriately to mitigate risk and ensure sales materials are reviewed in a

retirement plans market Work as part of legal team to review and respond to all...Education Savings Accounts SIMPLE IRAs Provide practical legal advice on qualified retirement plan administration and...related labor and tax legislation Provide practical legal advice on Traditional IRAs Roth IRAs Education...

role posses a working knowledge of applicable legal and regulatory requirements including 33 Act 34...5 years experience in an investment banking legal or regulatory environment preferably with experience in...